Search Result

221 - 240 of 817 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)