Search Result

201 - 220 of 918 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4