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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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DEPP 4.2 Urgent statutory notice cases

As Published: 2007

DEPP 4.2 Urgent statutory notice cases

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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