Search Result

641 - 660 of 879 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

COBS 18.10 UCITS qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers and service companies

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information