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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

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PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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Similar To

SYSC 12.1 Application

LR 9.6 Notifications

TC 2.1 Assessing and maintaining competence

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 2.8 Exclusions applicable to particular regulated activities

REC 2.7 Access to facilities

PERG 7.7 Post-certification issues

COBS 2.3 Inducements

PERG 4.5 Arranging regulated mortgage contracts

DEPP 3.2 The operation of the RDC

MCOB 6.9 Regulated sale and rent back agreements

DEPP 4.1 Executive decision maker

COLL 4.2 Pre-sale notifications

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

COBS 7.2 Information to be provided by the insurance intermediary

PR 2.5 Omission of information

DTR 2.2 Disclosure of inside information