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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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