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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

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REC 3.22 Restriction of, or instruction to close out, open positions

CASS 8.1 Application

CASS 3.1 Application and Purpose

PERG 1.3 Status of guidance

LR 13.8 Other circulars

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PERG 14.1 Background

RCB 3.5 Other notifications

GEN 4.2 Purpose

PERG 14.7 Exemptions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading