Search Result

501 - 520 of 1054 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

BIPRU 5.7 Unfunded credit protection

As Published: 2007

BIPRU 5.7 Unfunded credit protection

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application