Search Result

321 - 340 of 687 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege