Search Result

321 - 340 of 571 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information