Search Result

81 - 100 of 911 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors