Search Result

381 - 400 of 627 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

MCOB 6.3 General

As Published: 2004

MCOB 6.3 General

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction