Search Result

341 - 360 of 811 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages