Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

TC App 3.1 Circumstances in which TC does not apply

PERG 8.17A Financial promotions concerning insurance mediation activities

DTR 6.2 Filing information and use of language

DTR 2.1 Introduction and purpose

PERG 4.12 Appointed representatives

MCOB 4.1 Application

GEN 4.2 Purpose

REC 4.8 The section 298 procedure

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

SUP 11.5 Notifications by firms

BIPRU 1.1 Application

COBS 11.7 Personal account dealing

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

PERG 5.4 The business test

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

COLL 6.9 Independence, names and UCITS business restrictions

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

INSPRU 1.5 Internal-contagion risk

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading