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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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SUP 11.9 Changes in close links

PERG 8.2 Introduction

COND 2.2 Threshold condition 2: Location of offices

CASS 5.1 Application

SUP 3.4 Auditors' qualifications

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order