Search Result

181 - 200 of 939 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information