Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

…

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

…

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

…

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 3.2 Obligation to pay fees

LR 8.6 Criteria for approval as a sponsor

MCOB 4.11 Sale and rent back: advising and selling standards

TC 2.1 Assessing and maintaining competence

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

LR 8.4 Role of a sponsor: transactions

COLL 6.7 Payments

SYSC 4.1 General requirements

SYSC 3.2 Areas covered by systems and controls

PERG 6.6 The factors

MCOB 9.9 Disclosure after sale: home reversion plans

CRED 9.2 General requirements

COBS 4.12 Unregulated collective investment schemes

COBS 19.4 Open market options

LR 18.2 Requirements for listing

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order