Search Result

301 - 320 of 928 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance