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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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