Search Result

161 - 174 of 174 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

PR App 3.1

As Published: 2005

PR App 3.1