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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

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DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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