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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

COND 1.3 General

As Published: 2001

COND 1.3 General

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

LR 20.1 Application

As Published: 2010

LR 20.1 Application

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody