Search Result

141 - 160 of 1025 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment