Search Result

361 - 380 of 697 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2009

BIPRU 12.8 Cross-border and intra-group management of liquidity

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general