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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

BIPRU 12.3 Liquidity risk management

As Published: 2009

BIPRU 12.3 Liquidity risk management

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors