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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

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FEES 6.7 Payment of levies

MCOB 8.3 Application of rules in MCOB 4

COLL 4.5 Reports and accounts

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

COLL 6.3 Valuation and pricing

PERG 5.11 Other aspects of exclusions

COLL 8.5 Powers and responsibilities

DISP 1.1 Purpose and application

MCOB 9.8 Disclosure after sale: lifetime mortgages

FEES 3.2 Obligation to pay fees

BIPRU 7.10 Use of a Value at Risk Model

CASS 6.1 Application

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

BIPRU 7.9 Use of a CAD 1 model

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order