Search Result

241 - 260 of 963 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2008

ICOBS 2.2 Communications to clients and financial promotions

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs