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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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GENPRU 3.2 Third-country groups

COBS 2.2 Information disclosure before providing services

COLL 8.4 Investment and borrowing powers

CASS 5.1 Application

BIPRU 7.5 Foreign currency PRR

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PERG 8.14 Other financial promotions

SUP 6.5 Ending authorisation

REC 2.8 Settlement and clearing services

SUP 12.2 Introduction

PRIN 1.2 Clients and the Principles

RCB 3.5 Other notifications

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading