Search Result

501 - 520 of 1046 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments