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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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