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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application