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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

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DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

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REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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