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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

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SUP 13.7 Changes to cross border services

FEES 6.4 Management expenses

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

COBS 20.2 Treating with-profits policyholders fairly

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SUP 13.4 Providing cross border services into another EEA State

MCOB 9.3 Pre-application disclosure

COBS 4.2 Fair, clear and not misleading communications

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SUP 6.1 Application and purpose

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order