Search Result

221 - 240 of 998 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2007

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous