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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission