Search Result

121 - 140 of 971 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator