Search Result

861 - 880 of 1040 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions