Search Result

721 - 740 of 940 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 16.1 Application

As Published: 2005

LR 16.1 Application

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

BIPRU 12.7 Liquid assets buffer

As Published: 2009

BIPRU 12.7 Liquid assets buffer

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors