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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

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