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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.1 Application

As Published: 2005

LR 19.1 Application

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

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