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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals