Search Result

621 - 640 of 810 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.7 Liquid assets buffer

As Published: 2009

BIPRU 12.7 Liquid assets buffer

…

COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

…

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

…

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

…

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

…

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

…

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

…

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

…

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

…

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

…

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

…

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

…

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

…

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

…

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

…