Search Result

361 - 380 of 1002 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2008

ICOBS 8.2 Motor vehicle liability insurers

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application