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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

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Similar To

REC 6.7 Notification rules for overseas recognised bodies

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

REC 3.4 Key individuals and internal organisation

COND 2.5 Threshold condition 5: Suitability

PERG 8.6 Communicate

GENPRU 3.1 Application

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SYSC 13.8 External events and other changes

DEPP 6.4 Financial penalty or public censure

DISP 4.2 Standard terms

REC 2.16 Complaints

DISP 1.3 Complaints handling rules

LR 10.7 Transactions by specialist companies

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

CASS 8.1 Application

MCOB 7.4 Mortgages: disclosure at the start of the contract

LR 20.2 Requirements for listing

LR 17.5 Requirements for states, regional and local authorities and public international bodies