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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

FEES 7.2 The CFEB levy

As Published: 2010

FEES 7.2 The CFEB levy

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4