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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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