Search Result

221 - 240 of 897 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

FEES 7.2 The CFEB levy

As Published: 2010

FEES 7.2 The CFEB levy

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2009

BIPRU 12.8 Cross-border and intra-group management of liquidity

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions