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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose