Search Result

841 - 860 of 1026 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)