Search Result

381 - 400 of 745 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method